The Falsely Accused at Trial
Detailed Trial Information
Allen Cowling
Cowling Investigations, Inc.
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What actually happens during trial will determine
whether or not there is a conviction and a great deal of what happens will
actually depend on the accused. It is fair to say that a trial is like a
play. The accused is the actor and the jury is the audience. If the accused
gives a good performance, the audience applauds and the accused goes home.
If the accused gives a bad performance, the audience boo's and that could
easily result in the jury voting for a conviction.
Never lose sight of the fact that the prosecutor
is well aware of this and, aside from presenting their case, if they can
make the jury dislike the accused, that is very beneficial to the State.
A jury who dislikes an accused will have no problem convicting them, so a
key element is in the demeanor of the accused and how they come across to
the jury.
In most instances, the accused has never been
to trial and many have never been inside a courtroom aside from being present
during various hearings that may have taken place, but the fact is, a courtroom
can be a very scary and unnerving experience.
Now, as I said, the demeanor of the accused will
have a great deal to do with the entire case and that includes how the accused
dresses, how they act sitting at the defense table and how they testify.
If I have said it once, I have said it a thousand
times. It is critical for the accused to testify when they have been accused
of sexual abuse by a child. Most people, sitting on a jury, who heard a child
tell them that the accused did something inappropriate, will not vote to
acquit unless they hear the accused tell them they did not and they must
believe the accused. The two elements, again, the accused must testify and
the jury must believe them. In any case of child sexual abuse, it will usually
come down to who is credible, the accuser or the accused. The defense attorney
can discuss 5th Amendment rights all they like, but to a jury in a case of
this nature, when the accused does not testify, most people will believe
they are hiding something and therefore, they must be guilty. Without question,
most people on a jury would rather err on the side of safety of the
child.
Normally, every courtroom is basically the same.
There are a row of benches in the rear for spectators, two fairly large tables
where the defense and prosecution sit, a witness box, chairs for the jury
and alternates and the judge's bench. When the accused arrives in the courtroom,
they will usually sit at the table with their attorney and the prosecutor
sits at the other table. Usually, before anything is done, the Court will
hear whatever motions will need to be heard. One thing the accused needs
to be prepared for are motions by the State to exclude certain evidence and/or
testimony that the defense may be planning to use. All of these motions are
normally held pretrial and the results can be devastating to the
accused.
As a perfect example, say the accused had previously
been evaluated for sexual preference with the Abel Assessment for Sexual
Interest. The defense would have listed the individual who did that evaluation
as one of their experts. The State may file a Motion to Exclude that testimony,
stating that it does not meet either the Daubert or Frye Standards. In any
state, there are specific laws which govern what expert testimony would be
allowed. Most states are Daubert states, but there are still a few that would
be considered Frye. Frye was the governing law for years until Daubert vs
Merrell Dow Pharmaceuticals Inc., 509 U.S., 113 S Ct 2786 (1993), took it's
place. Daubert is one of the most important decisions to come along in years.
In the most simple terms, Daubert states that all expert testimony must be
based on scientific foundation and not simply an opinion. While that may
not seem important, consider this. Many innocent men have been convicted
on charges of sexual abuse simply because of the "expert" opinion of a
psychologist; an opinion that was absolutely worthless, but an opinion that
was accepted by the jury simply because that psychologist was qualified as
an "expert," and was called "Doctor." As a perfect example, say the State's
expert psychologist testified that the accusing child matched the characteristics
and profile of a molested child, or that the accused matched the characteristics
and profile of a child molester. There are no such characteristics and there
is no such profile. Those characteristics and profiles simply do not exist
in the scientific community, therefore, Daubert would keep that testimony
out and, if it was allowed in over the objection of the defense, that would
be considered "reversible error" for appeal purposes, should the accused
be convicted.
Also consider that, prior to Daubert, when
psychologists testified for both the prosecution and the defense, the "winner,"
was the one, not necessarily with the facts or the truth, but with the "silver
tongue." In Daubert, the Court stated that when "expert", "scientific" testimony
is offered, the trial judge must determine whether the expert is proposing
to testify to scientific knowledge that will assist the trier of fact to
understand or determine a fact in issue. This entails a preliminary assessment
of whether the reasoning or methodology underlying the testimony is
scientifically valid and of whether that reasoning or methodology properly
can be applied to the facts in issue. Focus must be solely on principles
and methodology. Scientists typically distinguish between "validity," (does
the principle support what it purports to show?) and "reliability" (does
application of the principle produce consistent results?). The key factor
is to evidentiary reliability; that is, trustworthiness. In a case involving
scientific evidence, evidentiary reliability will be based upon scientific
validity.
In the above example discussing the Abel Assessment,
clearly, the Abel has been accepted in the overall scientific community as
a valid tool in the treatment of sex offenders, but not in their identification.
One major argument with the Abel Assessment is that, regardless of who
administers the testing, it is sent to Dr. Abel's office in Atlanta, Georgia
for the results, so no one has any idea how it is actually graded, nor can
they explain the scientific validity behind it, including the error rate.
When the defense plans to admit an Abel Assessment, if the prosecutor objects,
the defense should request a pretrial Daubert or a Frye Hearing and, without
question, in the case of an Abel Assessment, they should use Dr. Abel personally
as their expert. No one can explain the assessment to the Court better than
Dr. Abel. He invented the test and he will usually testify at those hearings
telephonically.
Now, let's examine other testimony that may or
may not be allowed. Let's say that the allegation of abuse resulted from
a heated custody battle, as many do. Let's say the accused is the father
and there is absolutely no doubt, in his mind, that his wife, or ex-wife
has coached or used their child and a false allegation of sexual abuse, to
gain the upper hand in the custody battle. Let's further say that, during
the custody battle, a custody evaluator has determined that the father would
be the more fit parent to have custody and further, that testing has indicated
that the mother has a very serious psychological disorder. Obviously, the
father will want that evidence and testimony used during his criminal trial,
however, do not be surprised at all if the Court denies it. Regardless of
how much the father, the accused, may believe that his ex-wife is the person
behind the allegation, it is rare that he can actually prove it, so it is
not unusual for the Court to rule that any evidence or testimony identifying
the ex-wife's problems or issues will not be allowed, since it is the child
who is making the allegation.
I have repeatedly told clients and defense attorneys
not to attack the wife unless they can absolutely prove that she is personally
responsible for the allegations and that can be proven beyond any doubt.
Doing this can either confuse a jury or make them angry. A jury thinks, the
child made the allegation, so why are they attacking the wife instead of
the allegations themselves? A confused or an upset jury can easily
convict.
Again, it is not unusual for the accused to walk
into the courtroom, believing they have a perfect defense and then finding
out that a great deal of that perfect defense will not be allowed in. Obviously,
the defense attorney needs to make a thorough and complete record of their
objections, if that is the case for the sake of an appeal, should the accused
be convicted.
The next two issues are, how should the accused
dress and how should they act? Normally, I always recommend that the accused
wear a plain, dark blue suit with a white shirt and a conservative tie. You
do not want to dress in any manner that would cause concern for the jury.
A "preppie" outfit, such as a sport coat and slacks could easily send the
message of, "Look at me." "I am better than you are." You also do not want
to dress in a manner where you come across to the jury as unkept, such as
wearing wrinkled clothing and unshined shoes. A plain, dark blue suit is
simply "middle of the road," if you will.
Aside from dress, the most important discussion
will be how the accused should act. When you are sitting at the defense table,
sit calmly, with your feet on the floor in front of you and your hands on
the table. Yes, you can make notes, but do not lean back in your seat with
your legs crossed. That could easily send a message to the jury that you
just don't seem to care. Never lose sight of the fact that most people sitting
on a jury will watch the accused carefully, looking for some hint as to whether
they are guilty or not, or even whether they like them or not.
When the jury is seated, look at them occasionally,
but all of them. Do not pick one and do not simply sit there staring at them.
When someone is on the witness stand, look at them and also either the prosecutor
or defense attorney, whoever might be questioning them. Do not sit there
with a staring gaze at the witness, especially when they are testifying for
the State. That can easily give the appearance that you are trying to intimidate
them. Show no reaction, whatsoever, to any evidence or testimony. In other
words, if the child accuser is testifying, regardless of what they say or
how ridiculous it may sound, do not make facial expressions of disbelief.
Any reaction you make can easily be misinterpreted by they jury.
Now, when you are in the courtroom and all motions
are complete, the judge will ask that the jury panel be brought in. In some
states a jury consists of 12 people and in some states, only 6, however,
there will be a number of people in the initial jury panel. For the purposes
of our discussion, we will use 12. That actual jury panel may consist of
30 to 50 people. From those, you get your jury of 12 and either 1 or 2
alternates. An alternate is someone who sits through the trial, as a possible
member of the jury and, in the event someone on the jury gets sick or has
to be replaced, an alternate will take their place.
Although the expression used is, "picking the
jury," that is not entirely accurate. You do not "pick" a jury, but rather
you remove those from the panel that you believe would be detrimental to
your case and what you have left is your jury. There are two ways to remove
prospective jury members; one is through cause and the other would be that
both the defense and the State have the ability to remove a certain number
just because they want to. Removing for cause means that there is some reason
that person would not be able to serve. Say, for example, a female member
of the panel tells the Court that she was molested as a child and could not
be fair and impartial in this case. Obviously, she would be removed for
cause.
The real key to selecting the proper jury is
through a thorough and proper jury voir dire, or pretrial "questioning" of
the jury panel by the judge, the prosecutor and the defense attorney. Some
states allow the prosecutor and the defense attorney to question the overall
jury panel in open court and, in some states, there is "individual" jury
voir dire, which, obviously, can take a great deal of time.
It is imperative that the defense attorney ask
the proper questions, and jury voir dire, in a sexual abuse allegation case,
is far different than in any other criminal case. It provides the defense
attorney with an excellent opportunity to educate the jury and to weed out
those he does not want. Keep in mind that, when the jury panel is brought
into the courtroom, the Court will read the indictment to them, so at that
point, they know what the case is about and what the accused has been charged
with. Also at that point, many people on the panel will form an immediate
dislike for the accused and will begin watching them like a hawk. As I stated
above, there are no characteristics, nor is there an accepted profile of
a child molester, but when the indictment is read, many people on that panel
will begin trying to figure out in their mind if the accused "looks" like
what they would perceive a child molester to look like. I realize I have
made this statement previously, but I simply cannot stress this enough.
In short, in these cases, when the indictment
is read, the accused is guilty and they must then "prove" their innocense.
I fully realize that people will say, "Oh no, that is not the case." "You
are innocent until proven guilty," but that is normally not the case in a
child allegation of sexual abuse.
Now, back to jury voir dire. As I said, the defense
attorney should be well prepared to question the entire panel and those questions
need to go a lot further than, "Will you all promise to wait until all the
evidence is in before making a decision?" There are questions specific to
sexual abuse issues and they need to be asked. In addition, as they are asked,
the accused and anyone else they may have helping them, needs to keep a careful
eye on everyone in the jury panel. As an example, let's say the defense attorney
asks, "Is there anyone here who does not believe that a mother is capable
of coaching a child into making a false allegation of sexual abuse?" As that
question is being asked, you need to determine if anyone on the panel reacts
in a negative manner. The last person you want seated on your jury was a
female who used her own child to get the upper hand in her own custody battle.
Point is, you must ask the questions to weed out potential problems and also
to educate the entire panel. One of the best attorneys I have ever worked
with would ask the entire panel, "How many of you have children?" Most would
respond that they do. He would follow that up with, "How many of you have
told your child to do something they did not want to do and then had their
child tell them they were going to call the police or social services because
you were child abusing them?" Normally, most people on the panel would laugh
and raise their hands, but then it would hit them. Children do know how to
make "false" reports.
Again, jury voir dire is critical to the defense,
and the key is asking the proper questions and looking for reactions. I have
a list of questions on my site, that I have gathered during trials over the
years, that a defense attorney could use as a basic foundation.
Once jury voir dire concludes, the accused will
discuss with their attorney various problems they see with members of the
panel: IE, people they want to keep and people they want to eliminate. Once
the selection is made, the defense attorney, the prosecutor and the judge
will discuss the challenges and, after eliminating those requested by the
defense and by the prosecution, you are left with 12 in the jury box and
either one or two alternates.
At that point, the jury will be sworn in and
the judge will instruct them that they are not to discuss the case with each
other, nor form an opinion until all the evidence is in. Following that,
the prosecutor makes their opening statement, telling the jury what they
believe their case will show. The defense attorney can, or does not have
to make an opening statement. The State is obligated to "make" their case.
The defense is not obligated to do anything. The defense does not have to
make any opening statement, they do not have to call any witnesses and they
do not have to present evidence at all, but the fact is, usually they
do.
Once opening statements are completed, the State
begins presenting their case by calling their first witness and normally,
that is the child accuser. The prosecutor questions the child and that is
what is known as "Direct Examination." Once that is completed, the defense
has the right to "Cross Examine" that witness. When that is complete, the
State can "Re-Direct" if they have more questions, and the defense can "Re-Cross"
if they desire to do so. It is so important, during this phase, that the
defense rely on strategy and strategy can change minute to minute. In one
prior case, the prosecutor called the child witness to the stand. The child
made absolutely no disclosure whatsoever and, realizing they were getting
no where, the prosecutor said, "No further questions." The prosecutor was
hoping that the defense would question the child and that would then open
doors and get the child talking, however, the defense attorney simply said,
"No questions." That shut the prosecutor down and the jury was left with
a child who made no allegations, not something the State planned for or wanted.
Problem is, there are those defense attorneys who would have decided to go
ahead and question the child anyway and that could have opened Pandora's
Box, if you will.
The State will call all their witnesses, present
all their evidence and then rest. At that point, usually the defense presents
a Motion for a Directed Verdict, asking the Court to dismiss the case. Obviously,
most are rejected and at that point, the defense can either rest or put on
their case.
One point I have made for years is in telling
defense attorneys to stay away from most character witnesses. Adolph Hitler
could have gotten 10 people to say he was a fine guy, but that did not make
it so. Also, consider a character witness. They usually have no knowledge
of the facts of the allegation itself. They are simply saying that the accused
is a fine person. That usually does not sway a jury, especially when the
prosecutor asks them, "Where you present on such and such a date, when this
happened?" they respond, "No," and the prosecutor then says, "So, you have
no real knowledge of this at all, do you?"
Simply put, stick to fact witnesses and keep
things as simple, direct and straight to the point as you can.
The last person the defense should put on the
stand is the accused and, that can easily make or break the case. Up until
the accused actually takes the stand, they have been emotionless and
expressionless. When they take the witness stand, that changes
drastically.
About 25% of my work consists of cases where
there has been a conviction based on a false allegation of child sexual abuse.
That has provided me the unique opportunity, over the years, to actually
talk with people who served on various juries. When I ask them why they voted
to convict, it was either that the accused did not testify, or that the accused
showed no emotion. If I have heard that statement once, I have heard it 100
times. An accused who shows no emotion at all is asking for a
conviction.
That being the case, obviously, the accused does
need to show emotion and they need to relate to the jury, but that emotion
needs to be real, but that time is when they are actually on the witness
stand. In one prior case I was involved in, I had worked with the accused
on their testimony and there was no question they knew exactly what to do
and how to do it. The problem was, we had to put them on the witness stand
earlier than we anticipated. The accused sat straight up, hands in his lap,
staring directly at the defense attorney and "robotically" responded with
"Yes" and "No" answers. To that jury, he looked rehearsed and guilty. Trial
concluded that day after he had been on the witness stand for about an hour.
The next morning, prior to reaching the courthouse, he and I had a discussion
about his prior testimony and, to say the least, that discussion was far
from pleasant, at least for him. When we arrived back at the courthouse and
he took that stand again that morning, the defense attorney began with, "Mr.
Accused, you testified yesterday for a few minutes and, hopefully, you were
able to get some rest last night." "How are you feeling?" With tears in his
eyes, the accused looked at the jury and said, "I am scared to death." "I
am sitting here, accused of something I didn't do and I am scared." The
prosecutor objected, but the jury heard it and that was all that mattered.
I watched that jury as he spoke. They sympathized with him. He humanized
them. They had compassion. He identified with them and he reached them and
that is exactly what it takes; no less. You talk to that jury. They are the
ones who can send you home or send you to prison.
There is an art to testifying properly and that
involves far more than simply having a lawyer tell you to tell the truth.
When you testify, yes, you show emotion, but again, as I have previously
stated, that emotion must be real. If an accused shows what the jury believes
to be "fake" tears, that can turn them against the accused faster than
anything.
Keep religion out of your testimony. I have seen
instances where an accused has gotten on the witness stand with various religious
symbols attached to the lapel on their coats or on their clothing. One example
was an accused who wore a religious fish hook on his coat lapel and the
prosecutor asked him what it was. The accused told him it was "fishing for
lost soles." The prosecutor asked the accused if he attended church and the
accused said yes, but as the conversation continued, it came out that the
accused really only started attending after the allegations were made. Needless
to say, that had a great affect on the jury. In other words, he became religious
because he got caught. One thing that turns a jury off and against an accused
quicker than anything is if they believe the accused is "using" God in some
manner to get off the hook.
More often than not, a defense attorney will
tell a client to provide short, yes and no answers to everything. That is
normally the advice because the attorney really does not understand their
client, what they are capable of or what they might say under pressure. That
is the safe approach, no question. I have worked with many clients over the
years and their testimony. There are many things that can be done if you
honestly understand the client, their personality, how they act and how they
respond under pressure. That is the real key to testimony. In a recent case
I was involved in, the defense attorney approached me with a simple list
of questions they had prepared for the client, stating that they were concerned
about his testimony. I told the attorney that I had known and worked with
the client for the past two years and had total confidence that he would
respond properly to anything he was asked. The attorney breathed a sigh of
relief and put his client on the stand with confidence. The client's testimony
was absolutely perfect. The fact is, a client's testimony is the single most
important event to me at a trial. I use my client and their testimony to
get important points across to the jury that may not have been brought out
during trial. Unfortunately, since each and every case and every individual
is different, I cannot cover the aspect here. One thing I can say is, know
your case, inside and out, and think carefully about what you want to get
across to the jury. What is it that is important for them to hear in order
to find you innocent? In most circumstances, the defense attorney will ask
you if you have heard the allegations that have been made against you and
then ask you if they are true, or if you have done what was alleged or not.
A simple "No," will suffice, however, I have had clients to follow that up
with statements such as, "No, sir." "It would not have been physically possible,"
"No, sir, and she would not have wanted to keep getting into that hot tub
with me had it been true." The question is, what do you need to say to the
jury to make them really think and to put doubt in their minds? No, do not
attempt this on your own because what you think is important may not be and
it could easily have an adverse affect so, if at all possible, work with
someone who does have experience before you take the stand. Your testimony
and your credibility will be the main issue and could well mean the difference
between acquittal and conviction.
Basic What to Do and What Not to Do
In the Courtroom
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As the trial begins and progresses, sit at the
table with your attorney, feet flat on the floor and hands on the table in
front of you.
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Make notes, by all means, but do not sit there,
writing furiously as someone is testifying. I have seen cases where the accused
wrote page after page of notes when someone was on the witness stand and
then had the attorney glance over the notes and state, "No further questions."
Continuously doing that will send a clear message to the jury that your attorney
does not care what you have to say, or that what you have to say is not worth
discussing.
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Show no reaction whatsoever to anyone giving
testimony, regardless of what that testimony may be. I have seen an accused,
watching a video of his daughter's allegation, smiling, and had that
misinterpreted by some people on the jury, believing that he was "sneering."
Simply put, the accused may mean one thing, but the jury may take it as something
else, so it is far better not to react to anything.
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Do not sit and glare at someone on the witness
stand. That can easily be seen as you trying to intimidate them.
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Look at the jury, but do not pick one juror.
Look at all of them in a scanning manner.
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Look back and forth at the prosecutor and a witness
he has on the stand, as he questions them. Look back and forth at the defense
attorney and a witness that he has on the stand, as he questions them. Look
at the judge during objections, or when he is talking.
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There will normally be two sides of spectators
sitting in the courtroom. Those for the prosecution, sitting behind the
prosecutor and those for the defense, sitting behind the defense table. Do
not glare at the spectators sitting behind the prosecutor and do not sit
there and smile or laugh at spectators sitting behind the defense.
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When there is any break, or the jury enters or
leaves the courtroom, stand. That shows respect and do the same when the
judge arrives or leaves.
On the Witness Stand, In General
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If a jury trial, talk to the jury and if a bench
trial, talk to the judge. It shows respect and they are the ones deciding
whether you are credible or not.
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If you are asked a question by either the defense
attorney or the prosecutor and there is an objection, do not answer the question
until you are told to do so or not to do so by the judge.
On the Witness Stand, Direct Examination by
Defense Attorney
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This will be the period where the defense attorney
asks questions, including, "You have heard the allegations that have been
made against you. Are you guilty of them?"; to which, obviously, you respond
"no."
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When you are asked a question, look at your attorney,
but when you answer, look at the jury. No, do not bob your head between the
attorney and the jury like a parrot. If the question requires a short yes
or no answer, just continue looking at the attorney, but when you explain
something, look at the jury and talk to them.
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Keep in mind that the prosecutor cannot question
you about issues that your attorney did not raise in his direct examination,
but be aware that you yourself can open doors for the prosecutor by making
broad statements such as "No, sir. I am a person of good character." Now,
that is a little extreme, but since you said you are of good character, you
have now opened the door for the prosecutor to bring witnesses to rebut that
testimony or show you are "not" of good character.
On the Witness Stand, Cross Examination by
the Prosecutor
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Understand right away that there is nothing more
the prosecutor would rather do than get you upset on the witness stand and
have you come across to the jury as angry, or even a monster, so the first
rule of thumb is, treat the prosecutor with nothing but respect.
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Do not allow the prosecutor to put you into any
position where you respond to any question in an angry, smart aleck or snide
manner. Regardless of how they may act, you remain calm and answer their
questions in a positive manner, short and sweet. In that manner, if the
prosecutor attempts to rile you, the jury will see them as the villain and
not you. That can actually gain sympathy for the accused.
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Keep your answers and comments to a minimum.
The defense attorney will have an opportunity to correct anything during
their re-direct.
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Do not allow the prosecutor to trap you into
asking rapid fire type questions and you answering accordingly. You can keep
the pace slow by stating, "Could you repeat the question?" Make sure you
understand the question you are answering and again, do not allow the prosecutor
to agitate you or make you lose your temper. Only you have control over
that.
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Many times a prosecutor will hit you with something
that requires an explanation, but they insist on a yes/no answer, attempting
to make you look bad. Again, anything that needs to be explained can be dealt
with by your attorney on Re-Direct so do not be upset over that.
When the defense competes their case, they rest
and the State has the ability to call rebuttal witnesses if they so desire.
If they do not, the case is over and closing arguments begin. The State begins
their closing argument, followed by the defense and then the State has the
right to go again, since the entire burden of proof is on them.
Once closing arguments are complete, the judge
gives the jury instructions and they begin to deliberate. It takes a unanimous
jury, (all members) to convict or acquit. If you have 1 or more who do not
and will not agree with the others, you have a hung jury and a mistrial.
If the verdict is not guilty, the judge will
usually ask if either the prosecution or defense wants the jury polled, meaning
that each juror is asked if they voted as was indicated. If the verdict is
guilty, the judge will still ask if the jury needs to be polled. At that
point, the defense attorney will normally ask that the defendant be allowed
to remain free, pending sentencing and/or appeal. On a rare occasion, the
Court agrees, but more often than not the accused is removed by the deputies
and taken to jail. Following that, the defense attorney renews his request
for bond, files a standard motion for a new trial and someone will file a
notice of appeal.
Yes, anyone falsely accused and going through
a criminal trial, will be afraid, angry and frustrated, but as I have said,
a trial is like a play and the accused is the star. Do not over act, or respond
to things in a manner that could be misleading to others. Be yourself, talk
from the heart and do not be afraid to show your emotions when you get on
the stand. Remember the number one reason I have had, over the years, from
former jurors stating that they voted to convict because the accused show
no emotion. Another reason I did not mention was that the jury thought the
accused was "faking it," that the emotion they did show seemed rehearsed
and phony. That jury or that judge has the future of the accused in their
hands so, be yourself and again, speak and act from the heart.
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