The Penile Plethysmograph
and the
Abel Assessment
In False Allegation Cases
Allen Cowling
Cowling Investigations, Inc.
You have accessed one of the many
pages here at the Cowling Investigations, False Allegation Defense Website.
Our main links are located at the bottom of this page. For an explanation
of how we handle a false allegation defense, see Our
Expertise, We Can Help. |
Prior to our discussion, please understand that
there are basically two types of testing used in the treatment and the
identification of a possible sex offender. The penile plethysmograph, or
PPG, and the Abel Assessment, a test developed by Gene G. Abel, M.D. Prior
to developing the Abel Assessment, Dr. Abel personally used the plethysmograph,
but believing that in many cases it could be very degrading for the person
being tested, he developed the Abel Assessment to accomplish the same results
as the plethysmograph, but without the embarrassment or the use of nudity
or pornography. The penile plethysmograph measures penile circumference in
millimeters caused by a partial or total erection. It is a good, direct measure
of physiological arousal because erection rarely occurs except to sexual
stimulation. The Abel Screen, on the other hand, uses an entirely different
method. Both the plethysmograph and the Abel Assessment are very good methods
of measuring a sexual preference, such as pedophilia and both tests pass
all the requirements for scientific measure. The catch is that there are
a few people who molest children who are not sexually aroused by children,
such as psychopaths, alcoholics and child porn persons who are in it for
the money, but they can usually be detected with psychological tests. Although
not perfect, the accuracy of both of these devices are probably the best
of any psychological tools.
Unfortunately, one of the most controversial
subjects imaginable is the use of the Abel Assessment or penile plethysmograph
and their use, especially in preparing a defense for anyone falsely accused
of sexual abuse. All testing of this nature is admitted depending on the
laws governing the state where you reside. It is an absolute disgrace when
anyone who has been falsely accused has to "prove" their innocence, but in
most cases, they are required to do just that. These tests, administered
and used properly, can greatly assist in that area.
As previously stated, the penile plethysmograph
is a machine that measures changes in the circumference of the penis. A
stretchable band with mercury in it is fitted around the subject's penis.
The band is connected to a machine with a video screen and data recorder.
Any changes in penis size, even those not felt by the subject, are recorded
while the subject views sexually suggestive or pornographic pictures, slides,
or movies, or listens to audio tapes with descriptions of such things as
children being molested. Computer software is used to develop graphs showing
"the degree of arousal to each stimulus."
The plethysmograph directly measures the outside
evidence of sexual arousal. When a man becomes sexually aroused, there is
engorgement of the penis. When the penis becomes engorged, you are measuring
sexual arousal, so for all practical purposes, the test is a blood pressure
measurement.
The tests has been used to weed out false gays,
in the treatment of sex-offenders, in sentencing decisions for sex offenders,
as a condition of parole for certain sex offenders and in some child custody
cases to determine if a father is or is not likely to abuse his child. Some
psychologists use the PPG to measure the success of the therapy.
Some studies done on the PPG, however, have found
that many so called normal men, who have not committed illegal sex acts,
show considerable arousal to stimuli depicting naked children or children
involved in sexual activity. In one court case, Dr. Michael Tyson, a clinical
and forensic psychologist specializing in the field of sexual criminal behavior,
testified that "the vast majority of individuals who commit sexual offenses
against children are not sexually aroused by stimulus material involving
children." His expert adversary in that case, Dr. Gullick, claimed that "the
plethysmograph has been extensively studied and recently shown to be ninety-five
percent accurate in discriminating between individuals who had committed
sexual offenses against children and a control group that was randomly drawn
from the population." Other experts have claimed that there are "studies
in which the devices have failed to detect nearly one out of three known
sex offenders tested."
The reliability of the device have been argued
in court and penile plethysmographic evidence has been declared inadmissible
because of its "questionable reliability." The case in which Dr. Tyson testified
was heard by the North Carolina Court of Appeals. That Appeals Court upheld
a lower court's exclusion of testimony by Dr. Gullick because her testimony
was based upon the use of the penile plethysmograph. The defendant in the
case was accused of sexually molesting his 5-year old stepdaughter. He called
Dr. Gullick to testify that his "arousal pattern" when tested on the
plethysmograph indicated that he was not aroused by children. Presumably,
the defense believed that this was strong evidence that he didn't molest
the child. The trial court ruled that "Dr. Gullick would be permitted to
testify as to any opinions which were not based on the plethysmograph." The
Appeals Court agreed with the trial court that "the instrument was of
questionable reliability; that the testimony was not relevant; and that even
if relevant, its probative value was outweighed by its prejudicial
effect."
There is a substantial difference of opinion
within the scientific community regarding the plethysmograph's reliability
to measure sexual deviancy. See e.g., Barker and Howell, The Plethysmograph:
A Review of Recent Literature, 20 Bull. Am. Acad. of Psychiatry and Law 13
(1992) (identifying several problems with the reliability of the plethysmograph,
namely "lack of standards for training and interpretation of data, lack of
norms and standardization and susceptibility of the data to false negatives
and false positives," and concluding that "despite the sophistication of
the current equipment technology, a question remains whether the information
emitted is a valid and reliable means of assessing sexual preference").
Most courts applying the Daubert analysis have
excluded evidence of penile plethysmography based upon its scientific
unreliability. In United States v. Powers, 59 F.3d 1460 (4th Cir. 1995),
the court excluded the penile plethysmograph test because it failed to qualify
under Daubert's scientific validity prong. The evidence produced at trial
clearly showed that these factors weighed against the admission of the penile
plethysmograph test results. First, the Government proffered evidence that
the scientific literature addressing penile plethysmography does not regard
the test as a valid diagnostic tool because, although useful for treatment
of sex offenders, it has no accepted standards in the scientific community.
Second, the Government also introduced evidence before the judge that a vast
majority of incest offenders who do not admit their guilt show a normal reaction
to the test. The Government argues that such false negatives render the test
unreliable. The Powers court noted the fact that it was unable to locate
any decisions acknowledging the validity of penile plethysmography other
than in the treatment and monitoring of sex offenders. See also, Garren v.
State, 1996 WL 37987, 220 Ga. App 66, 467 S.E.2d 365 (1996)(sustaining trial
court's refusal to admit evidence of test).
Most, if not all, of the courts that have reached
the issue of the admissibility of penile plethysmography tests have excluded
evidence of the tests. See e.g., See, e.g. R.D. v. State, 706 So. 2d 770(Ala.
Crim. App. 1997); Nelson v. Jones, 781 P.2d 964 (Alaska 1989) cert. denied,
498 U.S. 810 (1990)(judge sitting as fact finder in family relations matter
rightfully gave no weight to penile plethysmograph evidence as unreliable);
People v. Stoll, 49 Cal. 3d 1136, 265 Cal. Rptr. 111, 783 P.2d 698, 713 n.
21 (1989) (dicta); People v. John W., 185 Cal. App. 3d 801, 229 Cal. Rptr.
783, 785 (1st DCA 1986) (defendant failed to establish that the plethysmograph
"was a reliable means of diagnosing sexual deviance" and ruled the test
inadmissible). See also In re Mark C. v. San Diego County Dept. of Social
Services v. David C. , 7 Cal. App. 4th 433, 445,8 Cal. Rptr. 2d 856 (1992)(penile
plethysmography and other test battery excluded); Gentry v. State, 213 Ga.
App. 24, 443 S.E.2d 667 (1994); Stowers v. State, 215 Ga. App. 338, 449 S.E.2d
690 (1994); Dutchess Cty. Dept. of Social Services v. Mr. G., 141 Misc.2d
641, 534 N.Y.S.2d 64, 71 (1988) ("the results of the plethysmograph as a
predicator of human behavior cannot be considered"); Cooke v. Naylor, 573
A.2d 376 (Me. 1990); State v. Ambrosia, 67 Ohio App. 3d 552, 587 N.E.2d 892,
899 (1990)(penile plethysmography unreliable in classifying pedophilia);
In the Interest of A.V., 849 S.W.2d 393 (Tex. Ct. App. 1993) (proponent of
test failed to establish its reliability).
Penile plethysmography cannot meet Daubert's
validity or relevance tests because the test results are not generally accepted,
are not sufficiently accurate, the test is subject to faking and voluntary
control by test subjects, there is no standardized set of stimuli or scoring
used by plethysmography experts and the results are not relevant to the question
of whether the Defendant is a child molester.
No test can determine whether a person will act
on his feelings and desires. Anyone planning on taking the test should be
aware that studies have shown:
-
Plethysmograph data is totally useless for
determining guilt or innocence regarding deviant sexual acts. It would be
like using a personality test to convict someone of burglary.
-
Plethysmographic data have no diagnostic value
of any kind.
-
About one-third of offenders show no arousal
in the lab.
-
The proper stimuli to use are not pictures, but
taped fantasies. Ideally taped fantasies spoken by the offender themselves,
describing the offenders' own fantasies as well as contrived ones.
-
The value in plethysmographic assessment is to
aid the offender in learning how to control erection responses during deviant
fantasy. That is it. It has no value in "seeing if the treatment worked."
Treatment should not be court-ordered.
While the majority of the above has been about
the plethysmograph, the Abel Assessment has also taken a number of hits from
the overall scientific comminity. In many cases, when one talks to individuals
who use the plethysmograph, many are quick to "trash" the Abel Screen, however,
the fact is, both work. This argument is akin to a polygraph examiner "trashing"
a "voice stress" test. Both work, but the polygraph was here first, so, according
to the polygraph examiner, it must be the best.
The Abel Screen has passed all Daubert Standards
in western Louisiana and in State Courts in Texas and a number of other states,
but the same arguments that apply to the plethysmogrpah would also apply
to the Abel Assessment. Both are used and both are widely accepted in the
overall scientific community as valid testing for "treatment" but not for
"identifying" a sexual offender. That is the catch, especially when attempting
to admit the "testing" as a defense to a false allegation cases. There is,
however, a method that I have found to be successful in my cases. Normally,
a plethysmogrpah or Abel Screen alone are simply tests and, I know those
tests will probably not pass the Daubert Standards. I have found a great
deal of success in having my clients complete a two-day battery of tests,
conducted by Dr. Abel personally. This battery consists of psychological
testing, the Abel Assessment, a polygraph, a drug screen and in-depth interviews
by Dr. Abel. This is far more than a simple Abel Assessment alone and, as
a result, we have success in having Dr. Abel personally admitted as a defense
expert. I would expect the same would be true with the plethysmograph, as
long as it was not the primary reason for admitting the expert.
|