The Penile Plethysmograph
in False Allegation Cases
Allen Cowling - Cowling Investigations, Inc.
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One of the most controversial subjects imaginable is the penile plethysmograph
and it's use, especially in preparing a defense for anyone falsely accused
of sexual abuse. Although we do not use the test in our defense preparation,
we do use other testing. All testing of this nature is admitted depending
on the laws governing the state where you reside. It is an absolute disgrace
when anyone who has been falsely accused has to "prove" their innocence,
but in most cases, they are required to do just that. These tests, administered
and used properly, can greatly assist in that area.
The penile plethysmograph is a machine that measures changes in the circumference
of the penis. A stretchable band with mercury in it is fitted around the
subject's penis. The band is connected to a machine with a video screen and
data recorder. Any changes in penis size, even those not felt by the subject,
are recorded while the subject views sexually suggestive or pornographic
pictures, slides, or movies, or listens to audio tapes with descriptions
of such things as children being molested. Computer software is used to develop
graphs showing "the degree of arousal to each stimulus."
The plethysmograph directly measures the outside evidence of sexual arousal.
When a man becomes sexually aroused, there is engorgement of the penis. When
the penis becomes engorged, you are measuring sexual arousal, so for all
practical purposes, the test is a blood pressure measurement.
The tests has been used to weed out false gays, in the treatment of
sex-offenders, in sentencing decisions for sex offenders, as a condition
of parole for certain sex offenders and in some child custody cases to determine
if a father is or is not likely to abuse his child. Some psychologists use
the PPG to measure the success of the therapy.
Some studies done on the PPG, however, have found that many so called normal
men, who have not committed illegal sex acts, show considerable arousal to
stimuli depicting naked children or children involved in sexual activity.
In one court case, Dr. Michael Tyson, a clinical and forensic psychologist
specializing in the field of sexual criminal behavior, testified that "the
vast majority of individuals who commit sexual offenses against children
are not sexually aroused by stimulus material involving children." His expert
adversary in that case, Dr. Gullick, claimed that "the plethysmograph has
been extensively studied and recently shown to be ninety-five percent accurate
in discriminating between individuals who had committed sexual offenses against
children and a control group that was randomly drawn from the population."
Other experts have claimed that there are "studies in which the devices have
failed to detect nearly one out of three known sex offenders tested."
The reliability of the device have been argued in court and penile
plethysmographic evidence has been declared inadmissible because of its
"questionable reliability." The case in which Dr. Tyson testified was heard
by the North Carolina Court of Appeals. That Appeals Court upheld a lower
court's exclusion of testimony by Dr. Gullick because her testimony was based
upon the use of the penile plethysmograph. The defendant in the case was
accused of sexually molesting his 5-year old stepdaughter. He called Dr.
Gullick to testify that his "arousal pattern" when tested on the plethysmograph
indicated that he was not aroused by children. Presumably, the defense believed
that this was strong evidence that he didn't molest the child. The trial
court ruled that "Dr. Gullick would be permitted to testify as to any opinions
which were not based on the plethysmograph." The Appeals Court agreed with
the trial court that "the instrument was of questionable reliability; that
the testimony was not relevant; and that even if relevant, its probative
value was outweighed by its prejudicial effect."
There is a substantial difference of opinion within the scientific community
regarding the plethysmograph's reliability to measure sexual deviancy. See
e.g., Barker and Howell, The Plethysmograph: A Review of Recent Literature,
20 Bull. Am. Acad. of Psychiatry and Law 13 (1992) (identifying several problems
with the reliability of the plethysmograph, namely "lack of standards for
training and interpretation of data, lack of norms and standardization and
susceptibility of the data to false negatives and false positives," and
concluding that "despite the sophistication of the current equipment technology,
a question remains whether the information emitted is a valid and reliable
means of assessing sexual preference").
Most courts applying the Daubert analysis have excluded evidence of penile
plethysmography based upon its scientific unreliability. In United States
v. Powers, 59 F.3d 1460 (4th Cir. 1995), the court excluded the penile
plethysmograph test because it failed to qualify under Daubert's scientific
validity prong. The evidence produced at trial clearly showed that these
factors weighed against the admission of the penile plethysmograph test results.
First, the Government proffered evidence that the scientific literature
addressing penile plethysmography does not regard the test as a valid diagnostic
tool because, although useful for treatment of sex offenders, it has no accepted
standards in the scientific community. Second, the Government also introduced
evidence before the judge that a vast majority of incest offenders who do
not admit their guilt show a normal reaction to the test. The Government
argues that such false negatives render the test unreliable. The Powers court
noted the fact that it was unable to locate any decisions acknowledging the
validity of penile plethysmography other than in the treatment and monitoring
of sex offenders. See also, Garren v. State, 1996 WL 37987, 220 Ga. App 66,
467 S.E.2d 365 (1996)(sustaining trial court's refusal to admit evidence
of test).
Most, if not all, of the courts that have reached the issue of the admissibility
of penile plethysmography tests have excluded evidence of the tests. See
e.g., See, e.g. R.D. v. State, 706 So. 2d 770(Ala. Crim. App. 1997); Nelson
v. Jones, 781 P.2d 964 (Alaska 1989) cert. denied, 498 U.S. 810 (1990)(judge
sitting as fact finder in family relations matter rightfully gave no weight
to penile plethysmograph evidence as unreliable); People v. Stoll, 49 Cal.
3d 1136, 265 Cal. Rptr. 111, 783 P.2d 698, 713 n. 21 (1989) (dicta); People
v. John W., 185 Cal. App. 3d 801, 229 Cal. Rptr. 783, 785 (1st DCA 1986)
(defendant failed to establish that the plethysmograph "was a reliable means
of diagnosing sexual deviance" and ruled the test inadmissible). See also
In re Mark C. v. San Diego County Dept. of Social Services v. David C. ,
7 Cal. App. 4th 433, 445,8 Cal. Rptr. 2d 856 (1992)(penile plethysmography
and other test battery excluded); Gentry v. State, 213 Ga. App. 24, 443 S.E.2d
667 (1994); Stowers v. State, 215 Ga. App. 338, 449 S.E.2d 690 (1994); Dutchess
Cty. Dept. of Social Services v. Mr. G., 141 Misc.2d 641, 534 N.Y.S.2d 64,
71 (1988) ("the results of the plethysmograph as a predicator of human behavior
cannot be considered"); Cooke v. Naylor, 573 A.2d 376 (Me. 1990); State v.
Ambrosia, 67 Ohio App. 3d 552, 587 N.E.2d 892, 899 (1990)(penile plethysmography
unreliable in classifying pedophilia); In the Interest of A.V., 849 S.W.2d
393 (Tex. Ct. App. 1993) (proponent of test failed to establish its reliability).
Penile plethysmography cannot meet Daubert's validity or relevance tests
because the test results are not generally accepted, are not sufficiently
accurate, the test is subject to faking and voluntary control by test subjects,
there is no standardized set of stimuli or scoring used by plethysmography
experts and the results are not relevant to the question of whether the Defendant
is a child molester.
No test can determine whether a person will act on his feelings and desires.
Anyone planning on taking the test should be aware that studies have shown:
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Plethysmograph data is totally useless for determining guilt or innocence
regarding deviant sexual acts. It would be like using a personality test
to convict someone of burglary.
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Plethysmographic data have no diagnostic value of any kind.
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About one-third of offenders show no arousal in the lab.
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The proper stimuli to use are not pictures, but taped fantasies. Ideally
taped fantasies spoken by the offender themselves, describing the offenders'
own fantasies as well as contrived ones.
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The value in plethysmographic assessment is to aid the offender in learning
how to control erection responses during deviant fantasy. That is it. It
has no value in "seeing if the treatment worked." Treatment should not be
court-ordered.
While this discussion has been about the plethysmograph, one needs to understand
that it in not the only means with which sexual preference is measured. Another
means is the Abel Screen, a test designed by Gene Abel, M.D., to produce
the same results, but without the use of nudity or pornography. In most cases,
when one talks to individuals who use the plethysmograph, many are quick
to "trash" the Abel Screen, however, the fact is, both work. This argument
is akin to a polygraph examiner "trashing" a "voice stress" test. Both work,
but the polygraph was here first, so, according to the polygraph examiner,
it must be the best.
The Abel Screen has passed all Daubert Standards in western Louisiana and
in State Courts in Texas. It is widely used around the country, however, the
same arguments that apply to the plethysmogrpah would apply to the Abel Screen.
Both are used and both are widely accepted in the overall scientific community
as valid testing for "treatment" but not for "identifying" a sexual offender.
That is the catch, especially when attempting to admit the "testing" as a
defense to a false allegation cases. There is, however, a method that I have
found to be successful in my cases. Normally, a plethysmogrpah or Abel Screen
alone are simply tests and, I know those tests will probably not pass the
Daubert Standards. I have found a great deal of success in having my clients
complete a two-day battery of tests, conducted by Dr. Abel personally. This
battery consists of psychological testing, the Abel Screen, a polygraph,
a drug screen and in-depth interviews by Dr. Abel. This is far more than
a simple Abel Screen and, as a result, we have had absolutely no problem
in having Dr. Abel personally admitted as a defense expert. I would expect
the same would be true with the plethysmograph, as long as it was not the
primary reason for admitting the expert.
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