Anatomically Correct Dolls
in False Allegation Cases
Provided by Allen N. Cowling
Although the sexually anatomical dolls, SAC Dolls, are
widely used in the assessment of cases of alleged child sexual abuse, they are controversial and they
have been severely criticized in the scientific community. There is no evidence that the dolls can be
used to gain reliable information about prior events. These dolls are, in fact, teaching aids and are
easily used to influence or instruct a child.
Children's statements can be initiated and guided by
adult questioning, and shaped by adult instruction when the child has not experienced any real event.
This vulnerability to suggestion is enhanced when props such as dolls are used. The claim that children
can accurately demonstrate something they cannot talk about by using dolls is not supported by
research.
White and her colleagues (White, Strom, & Santilli,
1986; White, Strom, Santilli, & Halpin 1986) developed a structured protocol for the use of the
dolls, but this has not been validated or accepted in clinical practice. Realmuto, Jensen, and Wescoe
(1990) used this protocol and found that their raters were unable to correctly classify the children as
abused or nonabused. Few researchers, however, attempt to use any kind of protocol.
Following the report of the American Psychological
Association's Special Task Force on the use of Anatomical Dolls, on February 8, 1991, the APA
issued a statement concluding that there are no normative data for the dolls and their use, and that
there are no uniform standards for conducting interviews with the dolls. Unfortunately, the persons
actually using the dolls are often untrained, unsophisticated, and vary widely in their interpretation
of children's behavior with the dolls (Boat & Everson, 1988; Kendall-Tackett & Watson,
1992). Skinner, Berry, and Giles (1992a, 1992b) observe that doll users are likely to develop personal
norms based on their own experience and caution practitioners against equating their own experience
with scientific evidence.
The use of the dolls can be a modeling and learning
experience for a child. Interviewers model handling the dolls, suggest that they be undressed (or
undress them for the child) and label them for the child. They ask the child to show with the dolls
what the accused did and may even place the dolls in sexually explicit positions for the child. This is
a teaching experience for the child. Several studies suggest that some nonabused children engage the
dolls in sexual play (Dawson & Geddie, 1991; Dawson, Vaughan, & Wagner, 1992; Everson &
Boat, 1990; McIver, Wakefield, & Underwager, 1989).
The rationale given for using the dolls is that it
enables young children who have difficulty verbalizing their abuse to demonstrate it. But there are no
data supporting the belief that a child who is unable to talk about what happened can then accurately
demonstrate the event using a doll. In fact, a series of studies found decreased accuracy when young
children were asked to show on a doll where they were touched compared to being asked to show on their
own bodies. This is because very young children cannot understand the basic self-doll relation assumed
by interviewers who use the dolls. They cannot use dolls as symbols or representations for themselves
and therefore cannot use the dolls to enact their own experiences (DeLoache, 1995). Ceci (1993) also
reports that the use of dolls can increase error. These credible and solid research programs show that
the dolls cannot be used as a demonstrative aid without introducing large but indeterminate amounts of
error into the accounts. As suggestive as they are, the dolls may also be destructive. If a young,
innocent child has not been abused but is questioned with the dolls and asked about behaviors such as
anal intercourse, this may well teach a young child about deviant sexual behaviors that they had no
knowledge of previously. Young children do not need and cannot benefit from such knowledge.
Another rationalization offered is that the dolls enable
an interviewer to go through a body parts naming procedure and learn the child's idiosyncratic
terms for the genitals. This is often done early in the interview. When the questioning about body
parts ends with the identification of the genitalia, as it often does, the child has likely been taught
that the purpose of the interview is to talk about sexuality. There is no evidence to support the
efficacy of this procedure. An interviewer does not need dolls to talk to children about sexuality or
to learn the child's vocabulary. If there is a desire to know the child's names for body parts,
all you have to do is ask. They will tell you what they call them.
Specific research studies in the use of the dolls with
children have failed to produce evidence for any validity or reliability of their use. It is not
possible to use the dolls to tell the difference between abused and non-abused children. Several
studies, including McIver, Wakefield, & Underwager, 1989, demonstrate that some non-abused children
will produce behaviors that are supposed to show abuse and some abused children do not produce such
behaviors.
In summary, there is no evidence that doll interviews
are a reliable method for getting accurate information about sexual abuse. The studies that claim to
show differences between the responses of sexually abused and nonabused children have major
methodological shortcomings which limit any conclusions that can be drawn from them (Ceci & Bruck,
1993; Underwager & Wakefield, 1990, Wakefield & Underwager, 1991, 1994; Wolfner, Faust, &
Dawes, 1993). In a recent review of the empirical research, Skinner, et al. (1992) conclude that
distinct patterns of play of abused versus nonabused children have not been identified and that the
lack of norms calls into question the forensic use of the dolls. Wolfner et al. (1993) assert that
there is no scientific evidence to justify clinical or forensic diagnosis of sexual abuse on the basis
of doll play and maintain that their use violates the ethical principles for psychologists. They
demonstrate that the use of the dolls has no incremental validity, that is, they do not produce any
knowledge not already available. Levy (1989) argues in a legal analysis that any statement by a child
that is the product of a doll-aided evaluation should be inadmissible as evidence.
The probability that the use of the dolls may produce
false and unreliable information is so high as to make their acceptance as evidence likely to introduce
error, bias, and confusion into the deliberations. At the same time finders of fact in the justice
system who are not knowledgeable about the scientific status of the dolls are likely to be susceptible
to an erroneous presentation of them as valid and reliable instruments and thus be unduly influenced by
information based upon the use of the dolls.
The use of the dolls as assessment or investigatory
techniques is not accepted within the scientific community (Levy, 1989; Ceci & Bruck, 1993). The
September 30, 1986 Federal Registry called for research proposals on the use of the dolls, saying that
although their use has widely proliferated, there is no evidence, no research to support their
efficacy. The most recent scientific literature describes the use of the dolls as potentially
suggestive and non-supported by empirical research. Skinner & Berry (1993) and Skinner, Berry,
& Giles (1992a, 1992b) demonstrate that there is no acceptable validity or reliability for their
use, no acceptable standardization, and no appropriate norms. They also show there is no scientific
data showing acceptable support for either construct or criterion validity. Lewis (1992) describes the
sources of invalidity and shows they lead to false positive (concluding there is abuse when there is no
abuse) conclusions in four types of legal proceedings.
The California Appeals court, in the case of Amber B,
ruled that the use of the dolls did not meet the Frye standard for admissibility. The Iowa (1983)
Appeals court ruled that admitting the testimony of a psychologist interpreting a child's behavior
with dolls as showing sexual abuse had occurred was reversible error. The Kansas Supreme Court (Kansas
v. Bratt) analyzed a case on the basis of the U.S. Supreme Court Idaho v. Wright ruling and concluded
the use of the dolls was inadmissible. The Supreme Court of Utah (Utah v. Rimmasch, 1989) included the
use of the dolls in techniques not accepted in the scientific community which cannot be used to bolster
the truth of a witness's testimony. The U.S. Court of Appeals, Ninth Circuit (United States of
America v. Gillespie, 1988), held it was reversible error to admit expert testimony based on the use of
the dolls without evidence for their scientific reliability. The highest court in Holland ruled that no
testimony based upon the use of anatomical dolls is admissible unless the judge can demonstrate that
their use meets the objections raised by our Dutch colleagues and us. Coolbear (1992) finds that
although mental health professionals are aware that the dolls have no demonstrated reliability nor
validity, the legal professions do not know or understand this. See
- The California Appeals court, in the case of in re Amber B, 236
Cal. Rpt. 623, (Cal. App. 1 Dist. 1987, 191 Cal. 3d 682 (1987) ruled that the use of the dolls did
not meet the Frye standard for admissibility.
- The Iowa (1983) Appeals court ruled that admitting the testimony of
a psychologist interpreting a child's behavior with dolls as showing sexual abuse had occurred
was reversible error. Unknown Case, but can be obtained from below.
- The Kansas Supreme Court (Kansas v. Bratt) analyzed a case on the
basis of the U.S. Supreme Court Idaho v. Wright ruling and concluded the use of the dolls was
inadmissible.
- The Supreme Court of Utah (Utah v. Rimmasch, 1989) included the use
of the dolls in techniques not accepted in the scientific community which cannot be used to bolster
the truth of a witness's testimony.
- The U.S. Court of Appeals, Ninth Circuit in U.S. v. Gillespie, 852
F2d 475 (9th Cir. 1988), held it was reversible error to admit expert testimony based on the use of
the dolls without evidence for their scientific reliability.
- Also see In re Christine C, 191 Cal. 3d 676 (1987).
The use of the dolls as an assessment or investigatory
technique is not generally accepted within the scientific community and would not meet the Frye test.
Rather, their use remains highly controversial and the scientists quoted above who have carefully
reviewed the body of research on the dolls recommend that they not be used. For the reasons discussed
by Skinner and Berry (1993) and Wolfner et al. (1993) they also fail to meet Daubert. The use of the
dolls has been falsified (Wolfner et al. 1993); there is no replication of any positive outcomes; the
level of error is unacceptable; and their use has not been accepted in the scientific
community.
Dolls should not be used in the courtroom or in the
process of a child giving testimony. Such use risks introducing error, suggesting and leading a child
to demonstrations that are highly prejudicial, lacks any probative value, and makes any
cross-examination aimed at eliciting reliable statements impossible.
References in support include;
- APA Council of Representatives (1991, February 8). Statement on the
use of anatomically detailed dolls in forensic evaluations. Washington: DC: American Psychological
Association.
- Boat, B. W. & Everson, M. D. (1988). Use of anatomical dolls
among professionals in sexual abuse evaluations. Child Abuse & Neglect, 12(2),
171-179.
- Ceci, S. J. (1993, August). Cognitive and social factors in
children's testimony. Presentation at the 101th Annual Convention of the American Psychological
Association, Toronto, Ontario.
- Ceci, S. J., & Bruck, M. 1993). The suggestibility of the child
witness: A historical review and synthesis. Psychological Bulletin., 113, 403-439.
- Coolbear, J. L. (1992). Credibility of young children in sexual
abuse cases: Assessment strategies of legal and human service professionals. Canadian Psychology,
33(2), 151-164.
- Dawson, B., & Geddie, L. (1991, August). Low income, minority
preschoolers' behavior with sexually anatomically detailed dolls. Paper presented at the
American Psychological Association in San Francisco, CA.
- Dawson, B., Vaughan, A. R., & Wagner, W. G. (1992). Normal
responses to sexually anatomically detailed dolls. Journal of Family Violence, 7(2),
135-152.
- DeLoache, J. S. (1995). The use of dolls in interviewing young
children. In M. S. Zaragoza, J. R. Graham, G. C. N. Hall, R. Hirschman, & Y. S. Ben-Porath
(Eds.). Memory and testimony in the child witness (pp. 160-178). Thousand Oaks, CA: Sage
Publications.
- Everson, M. D., & Boat, B. W. (1989). Sexualized doll play
among young children: Implications for the use of anatomical dolls in sexual abuse evaluations.
Journal of the American Academy of Child and Adolescent Psychiatry, 1990, 29,
(736-742.)
- Kansas vs. Bratt (no year available). No. 66,656. Syllabus by the
court. Supreme Court of the State of Kansas.
- Kendall-Tackett, K. A., & Watson, M. W. (1992). Use of
anatomical dolls by Boston-area professionals. Child Abuse & Neglect, 16(3),
423p;428.
- Levy, R. J. (1989). Using "Scientific" testimony to prove
child sexual abuse-The Dorsey & Whitney professorship lecture. Family Law Quarterly, 23(3),
383p;409.
- Lewis, J. E. (1992, August). Sexually traumatized children? False
positives from use of "anatomical" dolls. Paper presented to the 100th annual meeting of
the American Psychological Association, Washington , DC.
- Iowa v. Mueller (1983, November 30). Court of Appeals of Iowa, No.
68536.
- McIver, W., Wakefield, H., & Underwager, R. (1989). Behavior of
abused and non-abused children in interviews with anatomically-correct dolls. Issues in Child Abuse
Accusations, 1 (1), 39-48.
- Realmuto, G. M., Jensen, J. B., & Wescoe, S. (1990).
Specificity and sensitivity of sexually anatomically correct dolls in substantiating abuse: A pilot
study. Journal of the American Academy of Child and Adolescent Psychiatry, 29, 743 -
746.
- Skinner, L. J. & Berry, K. K. (1993). Anatomically detailed
dolls and the evaluation of child sexual abuse allegations: Psychometric considerations. Law and
Human Behavior, 17(4), 399-421.
- Skinner, L. J., Berry, K. K., & Giles, M. K. (1992a, June 21).
Anatomically detailed dolls: The lack of normative play patterns for validation interviews. Paper
presented at the annual meeting of the American Psychological Society, San Diego, CA.
- Skinner, L. J., Berry, K. K., & Giles, M. K. (1992b, August).
Child sexual abuse assessments: Validity issues of anatomically detailed dolls. Paper presented at
the 100th annual meeting of the American Psychological Association, Washington, DC.
- United States of America v. Gillespie (1988). United States Court
of Appeals, Ninth Circuit, No. 87-5067. Federal Reporter, 852(2d series).
- Underwager, R., & Wakefield, H. (1990). The real world of child
interrogations. Springfield, IL: C. C. Thomas.
- Utah v. Rimmasch (1989, May).
- Wakefield, H., & Underwager, R. (1991). Sexual abuse
allegations in divorce and custody disputes. Behavioral Sciences and the Law, 9,
451p;468.
- Wakefield, H., & Underwager, R. (1994). The alleged child
victim and real victims. In J. J. Krivacska & J. Money (Eds.). Handbook of forensic sexology
(pp. 223-264). Buffalo, NY: Prometheus Books.
- Wolfner, G., Faust, D., & Dawes, R. M. (1993). The use of
anatomically detailed dolls in sexual abuse evaluations: The state of the science. Applied &
Preventive Psychology, 2, 1-11.
- White, S., Strom, G. S., & Santilli, G. (1985, October).
Interviewing young sexual abuse victims with anatomically correct dolls. Paper presented at the
32nd Annual Meeting of the American Academy of Child Psychiatry, San Antonio, Texas.
- White, S., Strom, G. S., Santilli, G., & Halpin, B. M. (1986).
Interviewing young sexual abuse victims with anatomically correct dolls. Child Abuse & Neglect,
10, 519-529.
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