Anatomically Correct Dolls
in False Allegation Cases
Allen Cowling - Cowling Investigations, Inc.
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Although the sexually anatomical dolls, SAC Dolls, are widely used in the
assessment of cases of alleged child sexual abuse, they are controversial
and they have been severely criticized in the scientific community. There
is no evidence that the dolls can be used to gain reliable information about
prior events. These dolls are, in fact, teaching aids and are easily used
to influence or instruct a child.
Children's statements can be initiated and guided by adult questioning, and
shaped by adult instruction when the child has not experienced any real event.
This vulnerability to suggestion is enhanced when props such as dolls are
used. The claim that children can accurately demonstrate something they cannot
talk about by using dolls is not supported by research.
White and her colleagues (White, Strom, & Santilli, 1986; White, Strom,
Santilli, & Halpin 1986) developed a structured protocol for the use
of the dolls, but this has not been validated or accepted in clinical practice.
Realmuto, Jensen, and Wescoe (1990) used this protocol and found that their
raters were unable to correctly classify the children as abused or nonabused.
Few researchers, however, attempt to use any kind of protocol.
Following the report of the American Psychological Association's Special
Task Force on the use of Anatomical Dolls, on February 8, 1991, the APA issued
a statement concluding that there are no normative data for the dolls and
their use, and that there are no uniform standards for conducting interviews
with the dolls. Unfortunately, the persons actually using the dolls are often
untrained, unsophisticated, and vary widely in their interpretation of children's
behavior with the dolls (Boat & Everson, 1988; Kendall-Tackett &
Watson, 1992). Skinner, Berry, and Giles (1992a, 1992b) observe that doll
users are likely to develop personal norms based on their own experience
and caution practitioners against equating their own experience with scientific
evidence.
The use of the dolls can be a modeling and learning experience for a child.
Interviewers model handling the dolls, suggest that they be undressed (or
undress them for the child) and label them for the child. They ask the child
to show with the dolls what the accused did and may even place the dolls
in sexually explicit positions for the child. This is a teaching experience
for the child. Several studies suggest that some nonabused children engage
the dolls in sexual play (Dawson & Geddie, 1991; Dawson, Vaughan, &
Wagner, 1992; Everson & Boat, 1990; McIver, Wakefield, & Underwager,
1989).
The rationale given for using the dolls is that it enables young children
who have difficulty verbalizing their abuse to demonstrate it. But there
are no data supporting the belief that a child who is unable to talk about
what happened can then accurately demonstrate the event using a doll. In
fact, a series of studies found decreased accuracy when young children were
asked to show on a doll where they were touched compared to being asked to
show on their own bodies. This is because very young children cannot understand
the basic self-doll relation assumed by interviewers who use the dolls. They
cannot use dolls as symbols or representations for themselves and therefore
cannot use the dolls to enact their own experiences (DeLoache, 1995). Ceci
(1993) also reports that the use of dolls can increase error. These credible
and solid research programs show that the dolls cannot be used as a demonstrative
aid without introducing large but indeterminate amounts of error into the
accounts. As suggestive as they are, the dolls may also be destructive. If
a young, innocent child has not been abused but is questioned with the dolls
and asked about behaviors such as anal intercourse, this may well teach a
young child about deviant sexual behaviors that they had no knowledge of
previously. Young children do not need and cannot benefit from such knowledge.
Another rationalization offered is that the dolls enable an interviewer to
go through a body parts naming procedure and learn the child's idiosyncratic
terms for the genitals. This is often done early in the interview. When the
questioning about body parts ends with the identification of the genitalia,
as it often does, the child has likely been taught that the purpose of the
interview is to talk about sexuality. There is no evidence to support the
efficacy of this procedure. An interviewer does not need dolls to talk to
children about sexuality or to learn the child's vocabulary. If there is
a desire to know the child's names for body parts, all you have to do is
ask. They will tell you what they call them.
Specific research studies in the use of the dolls with children have failed
to produce evidence for any validity or reliability of their use. It is not
possible to use the dolls to tell the difference between abused and non-abused
children. Several studies, including McIver, Wakefield, & Underwager,
1989, demonstrate that some non-abused children will produce behaviors that
are supposed to show abuse and some abused children do not produce such
behaviors.
In summary, there is no evidence that doll interviews are a reliable method
for getting accurate information about sexual abuse. The studies that claim
to show differences between the responses of sexually abused and nonabused
children have major methodological shortcomings which limit any conclusions
that can be drawn from them (Ceci & Bruck, 1993; Underwager & Wakefield,
1990, Wakefield & Underwager, 1991, 1994; Wolfner, Faust, & Dawes,
1993). In a recent review of the empirical research, Skinner, et al. (1992)
conclude that distinct patterns of play of abused versus nonabused children
have not been identified and that the lack of norms calls into question the
forensic use of the dolls. Wolfner et al. (1993) assert that there is no
scientific evidence to justify clinical or forensic diagnosis of sexual abuse
on the basis of doll play and maintain that their use violates the ethical
principles for psychologists. They demonstrate that the use of the dolls
has no incremental validity, that is, they do not produce any knowledge not
already available. Levy (1989) argues in a legal analysis that any statement
by a child that is the product of a doll-aided evaluation should be inadmissible
as evidence.
The probability that the use of the dolls may produce false and unreliable
information is so high as to make their acceptance as evidence likely to
introduce error, bias, and confusion into the deliberations. At the same
time finders of fact in the justice system who are not knowledgeable about
the scientific status of the dolls are likely to be susceptible to an erroneous
presentation of them as valid and reliable instruments and thus be unduly
influenced by information based upon the use of the dolls.
The use of the dolls as assessment or investigatory techniques is not accepted
within the scientific community (Levy, 1989; Ceci & Bruck, 1993). The
September 30, 1986 Federal Registry called for research proposals on the
use of the dolls, saying that although their use has widely proliferated,
there is no evidence, no research to support their efficacy. The most recent
scientific literature describes the use of the dolls as potentially suggestive
and non-supported by empirical research. Skinner & Berry (1993) and Skinner,
Berry, & Giles (1992a, 1992b) demonstrate that there is no acceptable
validity or reliability for their use, no acceptable standardization, and
no appropriate norms. They also show there is no scientific data showing
acceptable support for either construct or criterion validity. Lewis (1992)
describes the sources of invalidity and shows they lead to false positive
(concluding there is abuse when there is no abuse) conclusions in four types
of legal proceedings.
The California Appeals court, in the case of Amber B, ruled that the use
of the dolls did not meet the Frye standard for admissibility. The Iowa (1983)
Appeals court ruled that admitting the testimony of a psychologist interpreting
a child's behavior with dolls as showing sexual abuse had occurred was reversible
error. The Kansas Supreme Court (Kansas v. Bratt) analyzed a case on the
basis of the U.S. Supreme Court Idaho v. Wright ruling and concluded the
use of the dolls was inadmissible. The Supreme Court of Utah (Utah v. Rimmasch,
1989) included the use of the dolls in techniques not accepted in the scientific
community which cannot be used to bolster the truth of a witness's testimony.
The U.S. Court of Appeals, Ninth Circuit (United States of America v. Gillespie,
1988), held it was reversible error to admit expert testimony based on the
use of the dolls without evidence for their scientific reliability. The highest
court in Holland ruled that no testimony based upon the use of anatomical
dolls is admissible unless the judge can demonstrate that their use meets
the objections raised by our Dutch colleagues and us. Coolbear (1992) finds
that although mental health professionals are aware that the dolls have no
demonstrated reliability nor validity, the legal professions do not know
or understand this. See
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The California Appeals court, in the case of in re Amber B, 236 Cal. Rpt.
623, (Cal. App. 1 Dist. 1987, 191 Cal. 3d 682 (1987) ruled that the use of
the dolls did not meet the Frye standard for admissibility.
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The Iowa (1983) Appeals court ruled that admitting the testimony of a
psychologist interpreting a child's behavior with dolls as showing sexual
abuse had occurred was reversible error. Unknown Case, but can be obtained
from below.
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The Kansas Supreme Court (Kansas v. Bratt) analyzed a case on the basis of
the U.S. Supreme Court Idaho v. Wright ruling and concluded the use of the
dolls was inadmissible.
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The Supreme Court of Utah (Utah v. Rimmasch, 1989) included the use of the
dolls in techniques not accepted in the scientific community which cannot
be used to bolster the truth of a witness's testimony.
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The U.S. Court of Appeals, Ninth Circuit in U.S. v. Gillespie, 852 F2d 475
(9th Cir. 1988), held it was reversible error to admit expert testimony based
on the use of the dolls without evidence for their scientific reliability.
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Also see In re Christine C, 191 Cal. 3d 676 (1987).
The use of the dolls as an assessment or investigatory technique is not generally
accepted within the scientific community and would not meet the Frye test.
Rather, their use remains highly controversial and the scientists quoted
above who have carefully reviewed the body of research on the dolls recommend
that they not be used. For the reasons discussed by Skinner and Berry (1993)
and Wolfner et al. (1993) they also fail to meet Daubert. The use of the
dolls has been falsified (Wolfner et al. 1993); there is no replication of
any positive outcomes; the level of error is unacceptable; and their use
has not been accepted in the scientific community.
Dolls should not be used in the courtroom or in the process of a child giving
testimony. Such use risks introducing error, suggesting and leading a child
to demonstrations that are highly prejudicial, lacks any probative value,
and makes any cross-examination aimed at eliciting reliable statements
impossible.
References in support include;
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APA Council of Representatives (1991, February 8). Statement on the use of
anatomically detailed dolls in forensic evaluations. Washington: DC: American
Psychological Association.
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Boat, B. W. & Everson, M. D. (1988). Use of anatomical dolls among
professionals in sexual abuse evaluations. Child Abuse & Neglect, 12(2),
171-179.
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Ceci, S. J. (1993, August). Cognitive and social factors in children's testimony.
Presentation at the 101th Annual Convention of the American Psychological
Association, Toronto, Ontario.
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Ceci, S. J., & Bruck, M. 1993). The suggestibility of the child witness:
A historical review and synthesis. Psychological Bulletin., 113, 403-439.
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Coolbear, J. L. (1992). Credibility of young children in sexual abuse cases:
Assessment strategies of legal and human service professionals. Canadian
Psychology, 33(2), 151-164.
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Dawson, B., & Geddie, L. (1991, August). Low income, minority preschoolers'
behavior with sexually anatomically detailed dolls. Paper presented at the
American Psychological Association in San Francisco, CA.
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Dawson, B., Vaughan, A. R., & Wagner, W. G. (1992). Normal responses
to sexually anatomically detailed dolls. Journal of Family Violence, 7(2),
135-152.
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DeLoache, J. S. (1995). The use of dolls in interviewing young children.
In M. S. Zaragoza, J. R. Graham, G. C. N. Hall, R. Hirschman, & Y. S.
Ben-Porath (Eds.). Memory and testimony in the child witness (pp. 160-178).
Thousand Oaks, CA: Sage Publications.
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Everson, M. D., & Boat, B. W. (1989). Sexualized doll play among young
children: Implications for the use of anatomical dolls in sexual abuse
evaluations. Journal of the American Academy of Child and Adolescent Psychiatry,
1990, 29, (736-742.)
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Kansas vs. Bratt (no year available). No. 66,656. Syllabus by the court.
Supreme Court of the State of Kansas.
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Kendall-Tackett, K. A., & Watson, M. W. (1992). Use of anatomical dolls
by Boston-area professionals. Child Abuse & Neglect, 16(3), 423p;428.
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Levy, R. J. (1989). Using "Scientific" testimony to prove child sexual abuse-The
Dorsey & Whitney professorship lecture. Family Law Quarterly, 23(3),
383p;409.
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Lewis, J. E. (1992, August). Sexually traumatized children? False positives
from use of "anatomical" dolls. Paper presented to the 100th annual meeting
of the American Psychological Association, Washington , DC.
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Iowa v. Mueller (1983, November 30). Court of Appeals of Iowa, No. 68536.
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McIver, W., Wakefield, H., & Underwager, R. (1989). Behavior of abused
and non-abused children in interviews with anatomically-correct dolls. Issues
in Child Abuse Accusations, 1 (1), 39-48.
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Realmuto, G. M., Jensen, J. B., & Wescoe, S. (1990). Specificity and
sensitivity of sexually anatomically correct dolls in substantiating abuse:
A pilot study. Journal of the American Academy of Child and Adolescent
Psychiatry, 29, 743 - 746.
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Skinner, L. J. & Berry, K. K. (1993). Anatomically detailed dolls and
the evaluation of child sexual abuse allegations: Psychometric considerations.
Law and Human Behavior, 17(4), 399-421.
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Skinner, L. J., Berry, K. K., & Giles, M. K. (1992a, June 21). Anatomically
detailed dolls: The lack of normative play patterns for validation interviews.
Paper presented at the annual meeting of the American Psychological Society,
San Diego, CA.
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Skinner, L. J., Berry, K. K., & Giles, M. K. (1992b, August). Child sexual
abuse assessments: Validity issues of anatomically detailed dolls. Paper
presented at the 100th annual meeting of the American Psychological Association,
Washington, DC.
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United States of America v. Gillespie (1988). United States Court of Appeals,
Ninth Circuit, No. 87-5067. Federal Reporter, 852(2d series).
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Underwager, R., & Wakefield, H. (1990). The real world of child
interrogations. Springfield, IL: C. C. Thomas.
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Utah v. Rimmasch (1989, May).
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Wakefield, H., & Underwager, R. (1991). Sexual abuse allegations in divorce
and custody disputes. Behavioral Sciences and the Law, 9, 451p;468.
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Wakefield, H., & Underwager, R. (1994). The alleged child victim and
real victims. In J. J. Krivacska & J. Money (Eds.). Handbook of forensic
sexology (pp. 223-264). Buffalo, NY: Prometheus Books.
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Wolfner, G., Faust, D., & Dawes, R. M. (1993). The use of anatomically
detailed dolls in sexual abuse evaluations: The state of the science. Applied
& Preventive Psychology, 2, 1-11.
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White, S., Strom, G. S., & Santilli, G. (1985, October). Interviewing
young sexual abuse victims with anatomically correct dolls. Paper presented
at the 32nd Annual Meeting of the American Academy of Child Psychiatry, San
Antonio, Texas.
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White, S., Strom, G. S., Santilli, G., & Halpin, B. M. (1986). Interviewing
young sexual abuse victims with anatomically correct dolls. Child Abuse &
Neglect, 10, 519-529.
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