In many cases where we represent a client that has been accused of sexual
abuse, as a part of our strategy in building their defense, we recommend
that they complete a polygraph examination and a battery of psychological
tests which include sexual interest, depression inventory, Wender Utah Rating
Scale, sexual addiction screen, Minnesota Multiphasic Personality Inventory-2
(MMPI-2), PDQ-4, sexual behavior assessment and reaction time assessment.
It is important to understand that none of the testing we recommend is for
the purpose of proving or disproving the client's guilt. We are not asking
them to take the tests so that we can decide whether they "did it" or not.
The fact is, we would not consider testing any client whose innocence we
questioned. It is extremely unlikely that anyone who molested a child could
pass these tests and, obviously, in order for the tests to be beneficial,
our client must successfully complete all of them.
Our desire is to obtain a report, following the tests, that states, "We find
no evidence and have no reason to believe that this person has any sexual
interest in a minor child and have found no evidence suggesting that this
person is guilty of the allegations they have been charged with."
To many, these tests are very controversial. I have seen many attorneys tell
their client that these tests are not beneficial and the examiners would
not be admitted as experts and be allowed to testify regarding the results.
That statement is absolutely correct in many instances. Most courts, applying
the Daubert standard, have excluded the tests based upon scientific
unreliability. Simply put, the test failed to qualify under Daubert's scientific
validity prong. These tests, although accepted as being useful in the treatment
of sex offenders, are not accepted as "proof of innocence" because they have
no accepted standards in the scientific community as valid diagnostic tools.
There are, however, attorneys who have gotten the results in by qualifying
the examiner as an expert in behavioral sciences without divulging the tests
and then, during their testimony, asks, "Have you had an opportunity to work
closely with the accused?" "In your expert opinion and to a degree of medical
certainty, is the accused guilty of the crimes they were charged with?" There
are ways to get the points across to the jury and keep in mind, as far as
a jury is concerned, any examination that shows an accused is not a pedophile
and has no sexual interest in a child is certainly beneficial.
As to the tests themselves, any similarity between us and others who use
these tests to defend the falsely accused usually ends at the completion
of testing, strictly because of "what is done with the test results." It
appears to be normal procedure to "loudly" broadcast the results to the court,
the prosecution or other side in a civil case as a means of proving the accused's
innocence. Rarely does that accomplish anything. Why would anyone accept,
at face value, the results of a test the "accused" took, by an examiner of
"the accused's choosing" as proof of "the accused's" innocence? Would the
defense in a case of this nature accept, at face value, test results from
an accuser, supporting the guilt of the accused? Absolutely not.
Our overall goal, when defending anyone falsely accused, is to do whatever
is in our power to have any allegations being made against them dismissed
as unfounded well prior to a trial or even indictment, and there is where
careful planning and strategy come in. In short, the overall testing program
we recommend is far more detailed and in-depth than any test "the other side"
may request and for that reason, we want it in our client's heads, "we took
the roughest there was available and passed, so bring on anything you want
and I'll pass it too." Psychological, but very powerful.
For our clients, when all testing has been successfully completed, we advise
them to say nothing to anyone regarding the results. We find a method of
approaching the "other side" and offering to submit to a polygraph examination
or any other testing they desire in order to "prove" the accused's innocence.
If accepted, the accused submits to their test/tests with the knowledge and
confidence that they have a "powerful" tool in their arsenal; the results
of the examinations they have already taken. If they pass the tests requested
by the other side, fantastic. If not, then the results of the initial tests
are revealed and the question is asked, "How is it that the accused successfully
completed a full battery of psychological testing and a polygraph examination,
yet failed your test?"
As a perfect example, I have client in Chicago who had been repeatedly accused
by his wife of sexually molesting their two daughters. Following our initial
involvement, not only were all allegations of abuse discredited and unfounded,
the client was actually awarded temporary custody of the very daughters he
had been accused of molesting.
Once the probability of criminal prosecution was gone, only the civil aspect
of the divorce and child custody remained and my concern was that his wife's
attorney, in one final act of desperation, would file a motion, asking the
court to order that my client submit to a psychiatric evaluation to determine
if he was or was not a child molester.
My two main concerns over the possible evaluation were; 1) that is perfectly
normal for an evaluator to request various psychological testing as a part
of their overall evaluation and there was no doubt in my mind that my client
would "panic" if these tests were ordered and 2) the possibility of getting
an evaluator who would determine that he was a molester, regardless of what
testing showed.
Based on my belief, I suggested that my client complete a battery of tests
in Atlanta, Georgia. Surprisingly, he had been talking with another man,
also accused of sexual abuse, who happened to be in the same judicial
jurisdiction. That man had previously submitted to testing, but the court
refused to accept his results. He flatly told my client that the tests were
a waste of time, effort and money and would not be beneficial to him at all.
I simply told my client he needed to determine who he was going to listen
to.
He chose to follow my advice and did complete a two day battery of testing,
including a polygraph, in Atlanta, Georgia, along with a complete psychological
evaluation by Dr. Gene Abel, all of which he passed successfully. When that
testing was complete, the report was sent to me, not to my client, and I
instructed my client not to mention his testing to anyone at that point.
As expected, a month after my client successfully completed his testing,
his wife, through her attorney, filed their motion and the court did order
that my client submit to an evaluation. When my client, as instructed, contacted
the psychiatrist's office to schedule an appointment, he was told that as
a part of the evaluation, they required him to submit to a "penile
plethysmograph," "polygraph examination" and an "Abel Screening Assessment."
Just prior to his being tested, at a hearing regarding another matter, the
judge asked about the progress of the testing and the matter was brought
up that the evaluator required a polygraph. The judge stated, "we do not
even require murderers to submit to such testing," so the polygraph, requested
by the evaluator, was canceled.
My client then completed all testing the evaluator required of him, after
which he was interviewed. His wife's evaluator said, "You seem like a decent
man, but I have two tests in my back pocket that tell me you are a liar and
a child molester." Not only did he make that statement, but he put it into
writing and even went so far as to say that it was unfortunate that "he,"
my client, manipulated the system and got out of the polygraph. The evaluator
stated that he was positive that a polygraph examination would have shown
him for what he was.
Just after the evaluation report was completed, I instructed my client to
give a copy of his Abel Assessment to his attorney, something that had not
been done at that point. Although it was not my desire to withhold anything
from his attorney, I was concerned about how my client's testing would be
accepted and/or used in his defense. The best procedure would have been for
his attorney not to identify the report, even in discovery, hold it for trial
and use it as rebuttal. You are not required to expose evidence pretrial
that you use as rebuttal, or to show that a witness is lying during their
testimony. I knew that the wife's evaluator/psychiatrist would testify that,
in his expert opinion, and based on the results of testing my client completed,
that he, my client, was a child molester and had molested his own children.
Once he did, my client's attorney could ask him, "Doctor, isn't it true that
one of the tests you used in your evaluation was the Abel test?" When the
response was yes, he could hand him the report of the testing my client took
personally from Dr. Abel and ask him to explain why his determination was
so different.
When the results were presented to my client's attorney, his immediate reaction
was a desire to immediately present the report directly to the court. My
client prevented that, but agreed that it could be given to the other side
as discovery, but only after my wife's evaluator had given them his written
report. Once the evaluator's report was received, the wife's attorney was
given my client's report from Dr. Abel. Needless to say, he was more than
a little upset.
During trial, surprisingly, during a break at trial, and just prior to the
wife's evaluator testifying, he met my client in a hallway and said, "He
had rewritten his report, changed his opinion, based on the Abel report he
had seen and was confident that my client was telling the truth and had not
molested his daughters." I'll never forget my client's words. "Thank God
I took the tests with Dr. Abel." "They gave me the confidence to get through
those others and thank God I had something to back me up when they claimed
I molested my daughters." He was absolutely correct. Had it not been for
those tests my client personally took, at my suggestion, his wife's evaluator
would have tried to and easily could have destroyed him.
The final result of that case, which began in February, 1999 and ended in
February, 2001, was well worth every effort we applied. He was awarded full
custody of his daughters and the marital home. The wife was given 4 hours,
supervised visitation with her daughters a week and ordered to pay $44,000.00
of my client's legal fees. She was also warned that if she continued any
attempt to "plant" the idea into either of her daughter's minds that their
father had molested them, she would lose any and all rights to see them.
This client's entire ordeal, in his own words, can be viewed here,
Success Story
In that case, the very testing that someone told my client was no good, could
not be used and was a waste of time effort and money, in fact, saved his
life. I certainly cannot be responsible for the manner in which others use
their testing, but ours is recommended and used in an overall defense strategy.
I have yet to see one case I have been involved in where the testing we used
was not beneficial.
The Abel Screen is becoming more widely accepted. In Louisiana, a psychologist
conducted an evaluation to determine if a defendant had sexual interest in
underage females. The evaluation included testing the defendant on the Abel
Assessment for sexual interest (Abel). The psychologist concluded that the
defendant did not have sexual interest in underage girls. The prosecution
entered a motion to exclude the testimony of the psychologist on the grounds
that the Abel would not be admissible under the Daubert ruling (Daubert v.
Merrell Dow Pharmaceutical, Inc.). The Supreme Court set out four factors
a district court is to consider when determining if a scientific methodology
meets the Daubert Standard:
-
whether the theory or technique has been tested;
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whether the theory or technique has been subjected to peer review and
publication;
-
the known or potential rate of error of the method used and the existence
and maintenance of standards controlling the technique's operation; and
-
whether the theory or method has been generally accepted by the scientific
community.
The District Court ruled that the Abel Assessment for sexual interest met
all of the factors, and the testimony of the psychologist was admissible
as evidence. U.S. District Court, Western District of Louisiana, Criminal
Action No. 99-20063-01, Judge Tucker L. Melancon. The date of the Ruling
and Order was April 17, 2000.
In Texas, a prior client, being investigated by the Department of Human Services
with regards to an allegation of child sexual abuse, was asked by the
department's investigator to submit to an Abel Screening, to be conducted
by an examiner who "contracts" with them for said testing in Texas.
In Ohio, the Abel Screen has been admitted on several occasions in the Cleveland
area.
These battery of tests can be an invaluable part of a defense or a complete
waste of time, effort and money, depending on the manner in which they are
used. We use them primarily as a "confidence builder" for our client, arming
them with the knowledge that they can then pass anything thrown at them and,
as a means of rebuttal in the event the client "fails" any exam the "other
side" may request. Win by beating them at their own game and that is not
accomplished by "shouting" results of a test "you" took with an examiner
of "your" choosing. For additional information, see
Abel Psychological Testing